• Job Description:：

The successful summer intern candidate will join one or more of the sub-groups in our Hong Kong Compliance Team. The job responsibilities associated with this role may be expected to include, but are not limited to:

- Assist in day-to-day compliance monitoring and surveillance work in relation to our corporate finance transactions and securities and futures brokerage business.

- Assist in preparing individual SFC license applications and organizing in-house training.

- Assist in conducting client account review projects (e.g. professional investor, Anti-Money Laundering, Foreign Account Tax Compliance Act, Common Reporting Standard, etc.) for brokerage clients.

- Help perform Anti-Money Laundering checks using the vendor system tools for overnight screening on the brokerage customer database.

- Help prepare Anti-Money Laundering surveillance reports for transactions conducted by brokerage clients for the supervisor’s review.

- Provide support to implement Firm policies and procedures.

- Perform research on financial regulations in Hong Kong and overseas.

- Perform ad hoc tasks assigned from time to time.

• Job Requirement：

- Preferably degree holder in Law, Finance, Economics, Business Management, Accounting, or related discipline

- Self-motivated, hardworking, independent and meticulous.

- Team player and work well with people.

- Good interpersonal communication skills.

- Proficiency in both spoken and written English and Chinese, fluency in Mandarin is an advantage.

- Good command of Office software and other related computer skills.

网申链接：https://cicc.zhiye.com/sxsxq2022?jobId=150757031